Broker Check

Broker-Dealer / RIA

As part of an independent broker-dealer, Vision Associates can focus solely on serving the needs of their clients. There are no obligations to product manufacturers and no home-office directives influencing product recommendations.

Our Associates are Registered Representatives with Cetera Wealth Services, LLC, a registered broker-dealer and member FINRA/SIPC. In addition, they may be Investment Adviser Representatives with Cetera Investment Advisers, LLC, the broker-dealer’s affiliated RIA firm, and/or with Financial Management Strategies, Inc. (FMS), our Adviser-owned, SEC- registered investment advisory firm. This dual registration structure allows Advisers to select the firm, platform, and products that best serve each client’s goals and objectives.

For more information about Cetera Wealth Services, LLC, visit www.cetera.com.
For more information about Financial Management Strategies, Inc., visit www.fmstrategies.biz.

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